Report to the Exchange of the Results of the Sale of Warrant
(F 53-5)
Form of Report to the Exchange of the Results of the Sale of Warrants
SVI Public Company Limited
December 22, 2006
1. Information relating to the warrant offering
Category of warrant offered | Warrant to purchase ordinary shares No. 2 of SVI Public Company Limited (SVI-W2) |
Number of shares offered | 35,872,808 units |
Offered to | Existing shareholders at the ratio of 4 shares to 1 unit of warrant whose names were listed in the share register book as of December 12, 2006 at the ratio of 4 shares to 1 unit of warrant |
Price per unit | Baht 0 per unit |
Term of warrants | 4 years from the issue date |
Issue date | December 15, 2006 |
Exercise ratio | 1 unit of warrant entitled to purchase 1 ordinary share. However, the exercise ratio can be adjusted in accordance with the conditions of adjustment |
Exercise price | Baht 10 per share. However, the exercise price can be adjusted in accordance with the conditions of adjustment |
Exercise date | Every January 15, April 15, July 15, and October 15 of each year starting 1 year after Securities and Commission Exchange (SEC) approved the issuance. The first exercise date alls in January 15, 2008 and the last exercise date falls in December 14, 2010 |
Subscription and payment period | December 15, 2006 |
2. Results of the sale of shares:
[ / ] totally sold out
[ ] partly sold out, with - shares remaining. The company will deal with the remaining shares as follows -
3. Details of the sale
Thai investors |
Foreign investors |
Total | |||
Juristic persons |
Natural persons |
Juristic persons |
Natural persons | ||
Number of persons |
39 |
1,848 |
9 |
13 |
1,909 |
Number of warrants subscribed |
1,210,834 |
8,709,062 |
25,928,768 |
24,144 |
35,872,808 |
Percentage of total Warrants offered for sale |
3.38 |
24.28 |
72.28 |
0.07 |
100.00 |
4. Amount of money received from the sale of shares
Total amount | The Company sell warrants at Baht 0 per unit |
The number of warrants of this allocation is not sufficient to all existing shareholders at the ration mention above. However, to accommodate this problem, Asia Pacific Electronic (BVI) Limited, as a major shareholder of SVI Public Company Limited, has stated their intention to relinquish their right to receive warrants at the amount of shortfalls. Due to that, the number of warrants is sufficient to be allocated to existing shareholders.
The company hereby certifies that the information contained in this report is true and complete in all respects.
Signed
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Signed
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